Compliance Companion (UK Financial Advisers)

Compliance Companion (UK Financial Advisers)

Michael Roberts
20+
Conversations
A UK finance regulation and compliance guide for professionals.
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ChatGPT Bot
Custom bot powered by ChatGPT technology. May behave differently from regular ChatGPT.
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Created by Michael Roberts
Third-party developer

Try These Prompts

Click on an example to start a conversation:

  • How does GDPR affect client data handling?
  • Explain the latest FCA guidelines.
  • What are the compliance steps for a new financial product?
  • Can you summarize MiFID II requirements?